Share Trading Account
Before you obtain any products or services from Australian Investment Exchange Limited, you must view the most recent Financial Services Guides (FSGs) and all supplements to the FSGs. You You may download the FSGs and supplements below or you may call 1300 135 187 to receive one by postal mail.
Forms File Size (KB)
FSG (Part A and B) (PDF)
This document sets out the financial services and the types of financial products that we are authorised to provide under our Australian Financial Services Licence.
194KB
Share Trading Account Terms and Conditions (PDF)
Contains the Terms and Conditions for share trading through this website.
265KB
Share Trading Account Application Form (PDF)
If you wish to set up your account by completing a paper application form, please print this form or apply online. Please also review our Best Execution Policy.
440KB
Best Execution Policy (PDF)
This disclosure sets out how AUSIEX meets its Best Execution obligation.
166KB
Important Information (PDF)
Contains important information about our Trading.
169KB
Privacy Policy (PDF)
Contains information about how we collect, verify and use customer information.
175KB
Trading Alerts Subscription Agreement Terms & Conditions (PDF)
Contains the Terms and Conditions for subscribing to trading alerts.
174KB
Identification Documentation Requirements (PDF)
Outlines the process for certifying identification documentation including acceptable documents, how to certify documents and a list of people who can certify ID.
180KB
Job and Industry Classifications List (PDF)
Use this form for the list of eligible Job Category and Job Types for individuals and Industry Category and Industry Type for companies and trusts.
89KB
ASX Warrant
Before you obtain any products or services from Australian Investment Exchange Limited, you must view the most recent Financial Services Guides (FSGs) and all supplements to the FSGs. You may download the FSGs and supplements below or you may call 1300 135 187 to receive one by postal mail.
Forms File Size (KB)
FSG (Part A and B) (PDF)
This document sets out the financial services and the types of financial products that we are authorised to provide under our Australian Financial Services Licence.
194KB
ASX Understanding Trading & Investment Warrants Booklet (PDF)
A simple guide to understanding trading and investment warrants from the ASX.
1,781KB
ASX Warrant Client Agreement Form
To trade Warrants please read, understand and complete the ASX Warrant Client Agreement Form. (PDF)
195KB
Administration
Forms File Size (KB)
CHESS Sponsorship and Issuer Sponsored Transfer Form (PDF)
To transfer Issuer sponsored security holdings to be broker sponsored.
233KB
CHESS Sponsorship and Broker to Broker Transfer Form (PDF)
To transfer security holdings held with another broker.
268KB
Authority to Trade Form (PDF)
If you wish to give someone else authority to trade on your trading account complete this form.
210KB
Change of Bank Account Details Form (PDF)
Complete this form to change your nominated bank account details used for settlement of trades on your trading account by Direct Debit/Credit authority.
178KB
Off Market Transfer for Non-Market Transactions Form (PDF)
To transfer shares off market please complete this form.
358KB
Other Forms
Forms File Size (KB)
Change of Address / Contact Details Form (PDF)
Use this form to notify us of any changes to your contact details. Note it is your responsiblity to ensure your contact details are current.
176KB
Change of Personal Name Form (PDF)
If you have changed your name (eg due to marriage or divorce) or need to make a name correction on your trading account please complete this form and provide the required supporting documentation.
208KB
Change of Company / Trust Details Form (PDF)
Complete this form to notify us of any changes to your company or trust address, contact details, company name, remove or add a director/secretary authorised to operate on the company account or to change your SMSF/Trust account designation. You will need to complete the Change of Address/Contact Details form to change the address of a director/secretary or trustees currently authorised to operate the account.
211KB
Partly Paid Security Client Agreement Form (PDF)
Complete this form to buy Partly Paid Securities on your trading account.
189KB

The information in this website has been prepared without taking account of your objectives, financial situation or needs. Because of this, you should consider its appropriateness, having regard to your objectives, financial situation and needs and, if necessary, seek appropriate professional advice. If a Product Disclosure Statement is available in relation to a particular financial product, you should obtain and consider that Product Disclosure Statement before making any decisions about whether to acquire the financial product.

Change to ASX Trade Settlement

Contact us

Phone: 1300 135 187
+61 2 8240 6705
(outside Australia)
Hours:

8am-7pm, Mon-Fri
(Sydney time)
Fax: 1300 793 596
Email: Email Heritage